SFC Licences of NG Pui Shan, Agatha 伍佩珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AJ SECURITIES LIMITED 安捷證券有限公司 | RE | 1 | 15 December 2017 | 05 May 2023 |
| PC Securities Limited 寶鉅證券有限公司 | RE | 1 | 10 July 2015 | 01 December 2017 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 17 April 2013 | 30 April 2015 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 09 June 2010 | 25 March 2013 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 29 January 2009 | 16 July 2010 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 05 June 2004 | 11 January 2005 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 11 December 2003 | 31 December 2005 |