SFC Licences of LI Shu Chuan 李淑娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Global Investment Advisors Limited 寰宇投資顧問有限公司 | RE | 1 | 18 July 2011 | 12 December 2011 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 | RE | 9 | 12 February 2009 | 12 December 2011 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 | RE | 4 | 12 February 2009 | 12 December 2011 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 11 October 2007 | 19 January 2009 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 13 December 2004 | 19 January 2009 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 | RE | 4 | 06 January 2004 | 09 December 2004 |