SFC Licences of LAM Wing Yiu 林永耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 28 December 2017 | 16 August 2022 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 13 April 2015 | 10 November 2017 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 02 July 2004 | 31 March 2009 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 02 July 2004 | 31 March 2009 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 02 July 2004 | 31 March 2009 |
| Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 06 April 2004 | 25 June 2004 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 06 April 2004 | 25 June 2004 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 21 November 2003 | 25 June 2004 |