SFC Licences of KWOK Sze Yiu Gordon 郭師堯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司 | RE | 9 | 11 July 2017 | 31 December 2018 |
Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 | RE | 6 | 08 November 2010 | 16 March 2012 |
Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 | RE | 4 | 09 June 2009 | 16 March 2012 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 14 May 2004 | 01 May 2005 |
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 6 | 16 December 2003 | 11 May 2004 |