SFC Licences of LUI Ching Yee, Joanne 雷靜儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MindPlus Capital Management Limited 萬尚資本管理有限公司 | RO | 9 | 06 July 2020 | |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 15 August 2018 | 01 July 2020 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 15 August 2018 | 01 July 2020 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 2 | 05 March 2004 | 05 August 2018 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 05 March 2004 | 05 August 2018 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 25 November 2003 | 08 December 2003 |