SFC Licences of LAM Yuen Kiu 林沅橋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 27 June 2005 | 15 September 2006 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 27 November 2003 | 15 September 2006 |