SFC Licences of AU-YEUNG Wai Kai, Angus 歐陽為鍇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhongtai International Capital Limited 中泰國際融資有限公司 RO 6 29 March 2023
Zhongtai International Capital Limited 中泰國際融資有限公司 RO 1 29 March 2023
Zhongtai International Capital Limited 中泰國際融資有限公司 RE 6 16 December 2022 29 March 2023
Zhongtai International Capital Limited 中泰國際融資有限公司 RE 1 16 December 2022 29 March 2023
ICBC International Capital Limited 工銀國際融資有限公司 RE 4 14 January 2019 21 July 2022
ICBC International Securities Limited 工銀國際證券有限公司 RO 1 04 September 2017 21 July 2022
ICBC International Capital Limited 工銀國際融資有限公司 RO 6 04 September 2017 21 July 2022
ICBC International Capital Limited 工銀國際融資有限公司 RO 1 04 September 2017 21 July 2022
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 24 February 2017 04 September 2017
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 24 February 2017 04 September 2017
CCB International Capital Limited 建銀國際金融有限公司 RO 6 12 August 2014 14 January 2017
CCB International Capital Limited 建銀國際金融有限公司 RE 4 30 June 2014 14 January 2017
CCB International Capital Limited 建銀國際金融有限公司 RE 1 30 June 2014 14 January 2017
CCB International Capital Limited 建銀國際金融有限公司 RE 6 30 June 2014 12 August 2014
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RO 6 12 February 2014 22 March 2014
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 06 January 2012 22 March 2014
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 6 06 January 2012 12 February 2014
Cinda International Capital Limited 信達國際融資有限公司 RO 6 21 December 2010 05 January 2012
Cinda International Capital Limited 信達國際融資有限公司 RE 1 23 November 2010 05 January 2012
Cinda International Capital Limited 信達國際融資有限公司 RE 6 23 November 2010 21 December 2010
Golden Jade Capital Limited 金瑜融資有限公司 RO 6 29 December 2009 29 October 2010
Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 RE 6 23 December 2003 05 December 2006