SFC Licences of SHEN Chen 沈晨

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 6 19 June 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 1 19 June 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 February 2011 19 June 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 February 2011 19 June 2018
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 6 09 December 2003 26 January 2011