SFC Licences of SHEN Chen 沈晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 6 | 19 June 2018 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 19 June 2018 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 February 2011 | 19 June 2018 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 February 2011 | 19 June 2018 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 09 December 2003 | 26 January 2011 |