SFC Licences of CHEN Agatha 陳天淳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 24 August 2004 | 16 September 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 26 January 2004 | 04 August 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 January 2004 | 04 August 2004 |