SFC Licences of FU Franklin 傅一軒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 15 September 2011 | 31 May 2013 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 7 | 27 June 2011 | 31 May 2013 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 27 June 2011 | 31 May 2013 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 27 June 2011 | 30 December 2011 |
| Segantii Capital Management Limited | RE | 9 | 27 April 2010 | 23 July 2010 |
| Point72 Hong Kong Limited | RE | 9 | 28 July 2008 | 16 December 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 26 January 2004 | 18 December 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 January 2004 | 18 December 2007 |