SFC Licences of KERINS William Francis
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | RE | 9 | 28 September 2012 | 17 June 2016 |
| Oaktree Capital (Hong Kong) Limited | RE | 4 | 28 September 2012 | 17 June 2016 |
| Oaktree Capital (Hong Kong) Limited | RE | 1 | 28 September 2012 | 17 June 2016 |
| Oaktree Capital (Hong Kong) Limited | RO | 1 | 19 January 2007 | 28 September 2012 |
| Oaktree Capital (Hong Kong) Limited | RO | 9 | 12 July 2006 | 28 September 2012 |
| Oaktree Capital (Hong Kong) Limited | RO | 4 | 12 July 2006 | 28 September 2012 |
| Lombard/Apic (HK) Limited 隆博亞洲投資有限公司 | RO | 9 | 15 March 2004 | 01 December 2005 |
| Lombard/Apic (HK) Limited 隆博亞洲投資有限公司 | RO | 4 | 15 March 2004 | 01 December 2005 |