SFC Licences of YOUNG Lai Yan, Angel 楊麗茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Harmony Capital International Limited | RO | 6 | 07 June 2022 | |
Harmony Advisors Limited 喜望利顧問有限公司 | RO | 4 | 09 January 2018 | |
Harmony Advisors Limited 喜望利顧問有限公司 | RO | 2 | 09 January 2018 | |
Harmony Advisors Limited 喜望利顧問有限公司 | RO | 9 | 16 February 2016 | |
Harmony Advisors Limited 喜望利顧問有限公司 | RO | 1 | 16 February 2016 | |
Harmony Advisors Limited 喜望利顧問有限公司 | RE | 9 | 04 November 2015 | 16 February 2016 |
Harmony Advisors Limited 喜望利顧問有限公司 | RE | 1 | 04 November 2015 | 16 February 2016 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 09 June 2011 | 18 June 2015 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 06 January 2004 | 18 June 2015 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 06 January 2004 | 18 June 2015 |