SFC Licences of KWAN Kok Wah 關國華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RE | 9 | 04 March 2015 | 30 September 2015 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RE | 4 | 04 March 2015 | 30 September 2015 |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 04 March 2015 | 30 September 2015 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 04 March 2015 | 30 September 2015 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 2 | 04 March 2015 | 30 September 2015 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 04 March 2015 | 30 September 2015 |
| Central Asset Investments and Management Holdings (HK) Limited 中環資產投資有限公司 | RO | 9 | 05 August 2005 | 31 December 2007 |
| Fore Asia, Limited | RO | 9 | 18 August 2004 | 18 April 2005 |
| Fore Asia, Limited | RO | 4 | 18 August 2004 | 18 April 2005 |