SFC Licences of CHWEI Mein Sze 徐敏思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 | RE | 4 | 21 January 2020 | |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 17 May 2010 | 15 July 2011 |
| RCM Asia Pacific Limited | RE | 9 | 18 January 2008 | 19 March 2010 |
| RCM Asia Pacific Limited | RE | 4 | 18 January 2008 | 19 March 2010 |
| Allianz Global Investors Hong Kong Limited | RE | 9 | 18 January 2008 | 08 February 2010 |
| Allianz Global Investors Hong Kong Limited | RE | 4 | 18 January 2008 | 08 February 2010 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 18 February 2004 | 21 April 2006 |