SFC Licences of KUO Chun Sing 郭俊勝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 03 February 2006 | 17 July 2007 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 03 February 2006 | 17 July 2007 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 03 February 2006 | 17 July 2007 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 1 | 07 September 2005 | 17 July 2007 |
Shun Loong Forex Company Limited 順隆外匯有限公司 | RE | 3 | 07 September 2005 | 17 July 2007 |
Shun Loong Futures Limited 順隆期貨有限公司 | RE | 2 | 07 September 2005 | 17 July 2007 |
Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 27 January 2005 | 07 September 2005 |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 11 January 2005 | 07 September 2005 |
Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 11 January 2005 | 07 September 2005 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 1 | 07 August 2004 | 31 December 2004 |
Shun Loong Forex Company Limited 順隆外匯有限公司 | RE | 3 | 30 January 2004 | 31 December 2004 |