SFC Licences of LAU Ka Po 劉嘉寶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Marex Hong Kong Limited | RO | 2 | 28 January 2011 | |
FT Securities Limited 富通證券有限公司 | RO | 2 | 10 December 2008 | 26 April 2010 |
ABN AMRO Clearing (Futures) Hong Kong Limited | RO | 2 | 27 December 2007 | 02 June 2009 |
ABN AMRO Clearing (Futures) Hong Kong Limited | RE | 2 | 14 November 2006 | 27 December 2007 |
Natixis Commodity Markets (Asia) Limited | RO | 2 | 28 January 2005 | 08 November 2006 |
Natixis Commodity Markets (Asia) Limited | RE | 2 | 05 February 2004 | 28 January 2005 |