SFC Licences of YE Haiya 葉海亞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Chief Securities Limited 致富證券有限公司 | RO | 7 | 10 November 2021 | |
Chief Securities Limited 致富證券有限公司 | RO | 9 | 30 September 2013 | |
Chief Securities Limited 致富證券有限公司 | RO | 4 | 30 September 2013 | |
Chief Securities Limited 致富證券有限公司 | RO | 1 | 30 September 2013 | |
Chief Securities Limited 致富證券有限公司 | RE | 4 | 20 December 2011 | 30 September 2013 |
Chief Great China Assets Management Limited 致富大中華資產管理有限公司 | RO | 9 | 24 June 2011 | |
Chief Securities Limited 致富證券有限公司 | RE | 9 | 20 June 2007 | 30 September 2013 |
Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 15 December 2004 | |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 20 February 2004 | 30 September 2013 |