SFC Licences of LO Shui Ping, Adela 盧瑞冰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 | RE | 4 | 08 October 2020 | 14 June 2021 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 | RE | 1 | 08 October 2020 | 14 June 2021 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 | RE | 9 | 02 July 2020 | 14 June 2021 |
| Win Harvest Asset Management Limited 豐嬴資產管理有限公司 | RE | 9 | 27 September 2019 | 24 May 2020 |
| LGT Investment Management (Asia) Limited | RE | 1 | 14 February 2008 | 05 November 2010 |
| Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 27 July 2005 | 15 November 2005 |
| HSBC Life (International) Limited 滙豐人壽保險（國際）有限公司 | RE | 4 | 15 April 2004 | 03 June 2005 |