SFC Licences of YE Sha 葉沙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 | RE | 2 | 31 May 2019 | 23 November 2020 |
| Victory Securities Company Limited 勝利證券有限公司 | RE | 1 | 31 May 2019 | 23 November 2020 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 | RE | 2 | 30 May 2016 | 31 December 2018 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 25 October 2012 | 31 December 2018 |