SFC Licences of BUS Maartje Leonoor

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 14 June 2011 21 November 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 14 June 2011 21 November 2012
ICAP Equities Asia Limited RE 4 08 January 2009 14 April 2010
ICAP Equities Asia Limited RE 1 08 January 2009 14 April 2010
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 29 May 2006 29 August 2008
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 29 May 2006 29 August 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 06 September 2004 18 February 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 06 September 2004 18 February 2005
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 04 March 2004 03 September 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 04 March 2004 03 September 2004