SFC Licences of BUS Maartje Leonoor
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 14 June 2011 | 21 November 2012 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 14 June 2011 | 21 November 2012 |
ICAP Equities Asia Limited | RE | 4 | 08 January 2009 | 14 April 2010 |
ICAP Equities Asia Limited | RE | 1 | 08 January 2009 | 14 April 2010 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 29 May 2006 | 29 August 2008 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 29 May 2006 | 29 August 2008 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 06 September 2004 | 18 February 2005 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 06 September 2004 | 18 February 2005 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 04 March 2004 | 03 September 2004 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 04 March 2004 | 03 September 2004 |