SFC Licences of LOK Anne-marie Suyen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 13 July 2009 | 30 January 2010 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 4 | 10 August 2005 | 20 January 2009 |
| Network Financial Services Limited 萬匯理財策劃有限公司 | RE | 4 | 16 March 2004 | 04 August 2005 |