SFC Licences of YIU Man Man 姚文敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 1 | 22 July 2014 | 03 October 2017 |
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 14 January 2014 | 11 July 2014 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 14 January 2014 | 11 July 2014 |
Wall Street Global Asia Limited | RO | 4 | 11 January 2011 | 31 July 2012 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 26 November 2009 | 06 January 2010 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 26 November 2009 | 06 January 2010 |
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 21 November 2006 | 21 November 2009 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 15 September 2006 | 21 November 2009 |
One China Securities Limited 一中證券有限公司 | RE | 1 | 12 March 2004 | 13 September 2006 |