SFC Licences of YIU Man Man 姚文敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Prime Cdex Securities Limited 乾立亨證券有限公司 RE 1 22 July 2014 03 October 2017
Fulbright Futures Limited 富昌期貨有限公司 RE 2 14 January 2014 11 July 2014
Fulbright Securities Limited 富昌證券有限公司 RE 1 14 January 2014 11 July 2014
Wall Street Global Asia Limited RO 4 11 January 2011 31 July 2012
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 26 November 2009 06 January 2010
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 26 November 2009 06 January 2010
Fulbright Futures Limited 富昌期貨有限公司 RE 2 21 November 2006 21 November 2009
Fulbright Securities Limited 富昌證券有限公司 RE 1 15 September 2006 21 November 2009
One China Securities Limited 一中證券有限公司 RE 1 12 March 2004 13 September 2006