SFC Licences of PENG Chai Wei
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 20 June 2007 | 05 July 2010 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 20 June 2007 | 05 July 2010 |
UBS Securities Asia Limited | RE | 1 | 02 April 2004 | 15 May 2007 |