SFC Licences of LAU Siu Cheong 劉兆昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 28 September 2005 | 01 January 2010 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 | RE | 1 | 28 September 2005 | 01 January 2010 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 28 September 2005 | 01 January 2010 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 18 June 2004 | 14 September 2004 |