SFC Licences of WONG Shing Ho 黃盛豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
NJ Financial Limited 利家金融有限公司 RO 9 19 December 2023
FTAG Financial Limited 新中港金融投資有限公司 RO 9 06 March 2019 31 January 2021
SCK Securities Limited 新中港證券有限公司 RO 4 11 April 2018 01 March 2021
SCK Securities Limited 新中港證券有限公司 RO 1 11 April 2018 01 March 2021
Sinostar Asset Management Limited 華星資產管理有限公司 RE 9 21 March 2017 31 May 2017
Sinostar Securities Limited 華星證券有限公司 RO 1 02 December 2016 31 May 2017
Sinostar Securities Limited 華星證券有限公司 RE 1 30 November 2016 02 December 2016
Zhong Yang Securities Limited 中陽證券有限公司 RO 1 28 June 2016 27 November 2016
Zhong Yang Securities Limited 中陽證券有限公司 RE 1 13 June 2016 28 June 2016
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 05 March 2013 24 May 2016
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 05 March 2013 24 May 2016
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 02 December 2011 22 January 2013
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 14 June 2005 22 January 2013
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 03 May 2004 22 January 2013