SFC Licences of LUI Brian Chun Kong 雷振江
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Chartwell Capital Limited 大正資本有限公司 | RE | 9 | 03 July 2019 | 31 December 2019 |
| Chartwell Capital Limited 大正資本有限公司 | RE | 4 | 03 July 2019 | 31 December 2019 |
| Chartwell Capital Limited 大正資本有限公司 | RO | 4 | 21 November 2008 | 03 July 2019 |
| Chartwell Capital Limited 大正資本有限公司 | RO | 9 | 05 February 2008 | 03 July 2019 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 02 September 2004 | 01 September 2006 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 27 April 2004 | 01 September 2006 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 27 April 2004 | 01 September 2006 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 27 April 2004 | 01 September 2006 |