SFC Licences of TSE Joseph 謝祖耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GLOBAL MASTERMIND FUTURES LIMITED 環球大通期貨有限公司 | RE | 2 | 04 June 2018 | 14 October 2020 |
| Global Mastermind Securities Limited 環球大通證券有限公司 | RE | 1 | 14 August 2017 | |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 27 April 2004 | 29 June 2004 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 27 April 2004 | 29 June 2004 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 27 April 2004 | 29 June 2004 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 27 April 2004 | 29 June 2004 |