SFC Licences of CHAN Ka Ying, Karen 陳家瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 1 | 05 July 2006 | 24 July 2006 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 9 | 28 June 2004 | 24 July 2006 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 4 | 28 June 2004 | 24 July 2006 |
| Hang Seng Futures Limited 恒生期貨有限公司 | RE | 5 | 28 June 2004 | 24 July 2006 |
| Hang Seng Futures Limited 恒生期貨有限公司 | RE | 2 | 28 June 2004 | 24 July 2006 |
| Hang Seng Futures Limited 恒生期貨有限公司 | RE | 9 | 28 June 2004 | 12 February 2005 |