SFC Licences of LAI Ka Mun 黎嘉敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
JVSakk Asia Limited 匯通永利亞洲有限公司 | RE | 1 | 23 August 2013 | 15 October 2019 |
JVSakk Asset Management Limited 匯通永利資產管理有限公司 | RE | 9 | 23 August 2013 | |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 28 November 2011 | 29 June 2012 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 28 November 2011 | 29 June 2012 |
East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 30 April 2004 | 26 July 2004 |