SFC Licences of LI Kecheng 李克誠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Sunrise Asset Management Limited 華升資產管理有限公司 RO 9 14 October 2022 21 November 2023
Great Bay Securities Limited 大灣區深港證券有限公司 RO 9 13 September 2018 30 June 2019
BD Consultraining Limited 巴德咨訓有限公司 RO 9 21 March 2017 19 July 2018
Bin Yuan Capital Limited 彬元資本有限公司 RO 9 21 December 2012 04 December 2014
China Eagle Asset Management Limited 華鷹資產管理有限公司 RO 9 20 July 2011 13 December 2012
China Eagle Asset Management Limited 華鷹資產管理有限公司 RE 9 01 December 2010 20 July 2011
Platinum Asset Management (Asia) Limited 鉑林資產管理(亞洲)有限公司 RO 9 04 June 2008 29 September 2010
YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 RE 1 27 June 2007 26 May 2008
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 08 May 2007 14 June 2007