SFC Licences of LAM Chi Wah 林智華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 07 November 2005 | 21 February 2007 |
CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 14 April 2005 | 31 October 2005 |
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 | RE | 4 | 30 December 2004 | 16 March 2005 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 24 May 2004 | 23 December 2004 |