SFC Licences of WOO Ka Ling, Tracy 吳家寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 2 | 15 June 2009 | 29 March 2012 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 1 | 13 October 2008 | 29 March 2012 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 29 May 2008 | 02 September 2008 |
| Platinum Broking Company Limited 百德能經紀有限公司 | RE | 1 | 17 October 2005 | 01 May 2008 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 4 | 09 December 2004 | 12 September 2005 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 1 | 09 December 2004 | 09 December 2004 |
| Platinum Broking Company Limited 百德能經紀有限公司 | RE | 1 | 03 July 2004 | 12 November 2004 |