SFC Licences of AU Pak Cheung, Alexander 區柏祥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Derivatives Hong Kong Limited | RE | 2 | 18 May 2004 | 11 March 2008 |
UBS Securities Asia Limited | RE | 2 | 18 May 2004 | 11 March 2008 |
UBS Securities Asia Limited | RE | 1 | 18 May 2004 | 11 March 2008 |
UBS Securities Hong Kong Limited | RE | 1 | 18 May 2004 | 11 March 2008 |