SFC Licences of NG Kee Yee 吳紀宜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 16 February 2012 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 16 February 2012 | |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 18 December 2009 | 10 February 2012 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 18 December 2009 | 10 February 2012 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 15 June 2009 | 09 December 2009 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 05 January 2009 | 09 December 2009 |