SFC Licences of SHIU Lai Man 邵禮文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 31 March 2010 | 05 March 2011 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 31 March 2010 | 28 February 2011 |
| BGC Securities (Hong Kong) LLC | RE | 3 | 11 March 2010 | 21 March 2011 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 3 | 11 March 2010 | 05 March 2011 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 24 May 2004 | 20 March 2006 |