SFC Licences of HO Sze Man, Kristie 何思敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lego Securities Limited 力高證券有限公司 | RE | 1 | 14 September 2022 | |
| Lego Corporate Finance Limited 力高企業融資有限公司 | RO | 6 | 13 January 2016 | |
| Celestial Capital Limited 時富融資有限公司 | RE | 1 | 29 December 2014 | 08 January 2016 |
| Celestial Capital Limited 時富融資有限公司 | RO | 6 | 28 October 2014 | 08 January 2016 |
| Celestial Capital Limited 時富融資有限公司 | RE | 6 | 24 September 2014 | 28 October 2014 |
| Quam Capital Limited 華富建業企業融資有限公司 | RO | 6 | 09 May 2013 | 13 September 2014 |
| Quam Capital Limited 華富建業企業融資有限公司 | RE | 6 | 10 July 2006 | 09 May 2013 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 02 March 2005 | 18 January 2007 |
| Platinum Broking Company Limited 百德能經紀有限公司 | RE | 1 | 14 July 2004 | 08 February 2005 |