SFC Licences of LAU Cheung Yan 劉翔殷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 05 June 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 5 | 22 September 2015 | 05 June 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 22 September 2015 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 22 September 2015 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 22 September 2015 | |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 08 May 2009 | 13 September 2015 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 14 March 2005 | 13 September 2015 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 26 August 2004 | 13 September 2015 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 03 June 2004 | 13 September 2015 |