SFC Licences of FUNG Kwan Yin, James 馮均然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| VMS Asset Management Limited 鼎珮資產管理有限公司 | RE | 9 | 10 January 2019 | 21 March 2019 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 9 | 02 August 2018 | 21 March 2019 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 4 | 02 August 2018 | 21 March 2019 |