SFC Licences of CHAN Kelly Ka Yiu 陳家耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Janchor Partners Limited | RE | 9 | 29 June 2012 | |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 28 June 2010 | 31 March 2012 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 28 June 2010 | 31 March 2012 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 28 June 2010 | 31 March 2012 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 07 August 2006 | 07 May 2010 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 07 August 2006 | 07 May 2010 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 07 August 2006 | 07 May 2010 |
UBS Securities Asia Limited | RE | 1 | 15 June 2004 | 13 June 2006 |