SFC Licences of CHAN Kelly Ka Yiu 陳家耀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Janchor Partners Limited RE 9 29 June 2012
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 28 June 2010 31 March 2012
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 28 June 2010 31 March 2012
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 28 June 2010 31 March 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 07 August 2006 07 May 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 07 August 2006 07 May 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 07 August 2006 07 May 2010
UBS Securities Asia Limited RE 1 15 June 2004 13 June 2006