SFC Licences of LEE Ka Him 李家謙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司	RE	4	12 June 2023
Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司	RE	1	12 June 2023
Grand Partners Asset Management Limited 利盟資產管理有限公司	RE	9	29 October 2020	01 June 2023
Grand Partners Securities Limited 利盟證券有限公司	RO	1	24 December 2019	01 June 2023
Grand Partners Investment Consultants Limited 利盟投資顧問有限公司	RO	4	24 December 2019	01 June 2023
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	9	03 April 2019	30 November 2019
Bright Fund Management Limited 光明投資管理有限公司	RE	9	03 April 2019	30 November 2019
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	25 September 2017	30 November 2019
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	25 September 2017	30 November 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	4	20 July 2016	30 November 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	18 May 2009	30 November 2019