SFC Licences of LIN Shih-chieh 林世杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cypress Capital Hong Kong Limited 承譽資本香港有限公司 | RO | 9 | 19 June 2013 | |
Cypress Capital Hong Kong Limited 承譽資本香港有限公司 | RO | 4 | 19 June 2013 | |
Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 | RE | 9 | 04 June 2008 | 31 August 2012 |
RAB Capital (Asia) Limited | RE | 9 | 02 October 2007 | 21 May 2008 |
RAB Capital (Asia) Limited | RE | 5 | 02 October 2007 | 21 May 2008 |
RAB Capital (Asia) Limited | RE | 4 | 02 October 2007 | 21 May 2008 |
Pi Investment Management Limited | RE | 9 | 21 June 2004 | 28 September 2007 |
Pi Investment Management Limited | RE | 5 | 21 June 2004 | 28 September 2007 |
Pi Investment Management Limited | RE | 4 | 21 June 2004 | 28 September 2007 |