SFC Licences of CHAN Chui Ping 陳翠平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 16 November 2017 | 21 September 2021 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 16 November 2017 | 21 September 2021 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 21 November 2012 | 06 January 2016 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 November 2012 | 06 January 2016 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 17 September 2010 | 09 October 2012 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 17 September 2010 | 09 October 2012 |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 07 May 2009 | 31 August 2010 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 04 May 2009 | 31 August 2010 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 20 March 2006 | 24 April 2009 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 17 August 2004 | 24 April 2009 |