SFC Licences of CHAO Sze Chung, Benjamin 趙思聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Schonfeld Strategic Advisors (Hong Kong) Limited | RO | 9 | 17 September 2018 | |
Schonfeld Strategic Advisors (Hong Kong) Limited | RE | 9 | 10 October 2017 | 17 September 2018 |
Janchor Partners Limited | RE | 9 | 06 January 2010 | 25 July 2017 |
The Children's Investment Fund Management (Asia) Limited | RE | 9 | 30 June 2008 | 21 October 2009 |
The Children's Investment Fund Management (Asia) Limited | RE | 4 | 30 June 2008 | 21 October 2009 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 17 October 2006 | 19 April 2008 |
UBS Securities Asia Limited | RE | 1 | 25 June 2004 | 04 October 2006 |
UBS Securities Hong Kong Limited | RE | 1 | 25 June 2004 | 04 October 2006 |