SFC Licences of COLBY Travis Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BTIG Hong Kong Limited | RO | 1 | 05 November 2009 | 31 August 2012 |
| BTIG Hong Kong Limited | RE | 1 | 23 April 2008 | 05 November 2009 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 2 | 08 February 2006 | 12 October 2007 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 4 | 10 September 2004 | 15 January 2008 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 1 | 10 September 2004 | 15 January 2008 |