SFC Licences of GAO Hui 高卉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 | RO | 9 | 29 August 2016 | |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 | RO | 1 | 29 August 2016 | |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 | RE | 4 | 29 August 2016 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 9 | 04 August 2011 | 01 April 2017 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 1 | 04 August 2011 | 01 April 2017 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 07 January 2009 | 04 August 2011 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 27 November 2008 | 01 April 2017 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 27 November 2008 | 04 August 2011 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 06 July 2004 | 13 October 2008 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 06 July 2004 | 13 October 2008 |