SFC Licences of ADERMAN Gary Ephraim
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) | RE | 9 | 04 August 2005 | 27 July 2009 |
| Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) | RE | 4 | 04 August 2005 | 27 July 2009 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 09 September 2004 | 08 January 2005 |