SFC Licences of LAM Tin Yan 林天恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 25 August 2009 | 19 November 2013 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 25 August 2009 | 19 November 2013 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 08 July 2004 | 01 August 2009 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 08 July 2004 | 01 August 2009 |