SFC Licences of WONG Ho Yan 黃可欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Get Nice Securities Limited 結好證券有限公司 | RE | 1 | 13 August 2021 | |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | 07 April 2021 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 28 August 2015 | 07 April 2021 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 28 August 2015 | 30 June 2016 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 28 August 2015 | 30 June 2016 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 04 June 2012 | 31 March 2015 |
| Public Securities Limited 大眾証券有限公司 | RE | 1 | 12 May 2011 | 31 March 2012 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 16 January 2008 | 22 October 2008 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 3 | 14 July 2004 | 13 October 2004 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 14 July 2004 | 13 October 2004 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 14 July 2004 | 13 October 2004 |