SFC Licences of LIU Max Alexander
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citadel Asia Limited | RE | 9 | 15 May 2006 | 05 March 2009 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 15 July 2004 | 08 April 2006 |