SFC Licences of TSAI Chieh Fen 蔡劼峯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 | RE | 9 | 27 August 2012 | |
Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 | RE | 1 | 27 August 2012 | |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 12 August 2004 | 10 November 2004 |